MEET THE TEAM

David Smith

Compliance

David has worked in the Finance industry for more than 25 years, most recently as a Supervisor at the Jersey Financial Services Commission. Prior to that, David gained extensive discretionary investment management experience working as an Investment Manager for Kleinwort Benson.  David is a Chartered Wealth Manager and a Chartered Member of the Chartered Institute for Securities & Investment (CISI). David holds the Investment Advice Certificate (IAC), the Investment Management Certificate (CFA UK) and the International Compliance Association (ICA) International Compliance Diploma.

David Smith